1) Standards for Reflag
The U.S. Coast Guard may accept surveys previously conducted by ABS and existing international certificates as evidence of compliance with applicable ABS Rules and international requirements, provided that:
- The vessel is classed by ABS and designed in accordance with applicable ABS Rules recognized by the USCG.
- Immediately before reflagging, the vessel complies with applicable international conventions and associated guidelines, as determined by its current flag Administration.
- The current flag Administration has not been identified by the USCG as inadequately enforcing international vessel requirements. Vessels reflagging from a targeted flag or classification society may be subject to additional inspections, tests, thickness gauging, internal examinations or ISM Code audits, as deemed necessary by the USCG. See the Annual Targeted Flag List.
- The vessel's classification society has not been identified by the USCG as inadequately enforcing international vessel requirements. If the vessel is not already classed by a recognized classification society, a transfer of class will be required as part of the reflagging process.
- The vessel and its equipment have been maintained in compliance with applicable requirements.
2) Eligibility Determination by MARAD
Vessel owners seeking to participate in U.S. Flag programs must apply to the Maritime Administration (MARAD) for eligibility under the applicable program:
MARAD's determination confirms the vessel's eligibility for the applicable program and allows its transition to the U.S. Flag.
- USCG coordination: The USCG generally begins the initial inspection process after receiving formal notice of eligibility from MARAD.
- Advance coordination: Based on its preliminary review, MARAD may advise the USCG that a vessel is likely to be eligible, allowing discussions and plan review to begin before formal approval.
- ACP vessels: MARAD eligibility determination is not required for reflagging vessels under the Alternative Compliance Program (ACP).
3) Application for Inspection
Once eligibility is established, the vessel owner/operator must apply for a USCG inspection:
- Application: Complete Form CG-3752 (Application for Inspection of U.S. Vessel) with the required vessel, operational and compliance information.
- Submission: Submit the completed form to the Officer in Charge, Marine Inspection (OCMI) responsible for the vessel's area of operation and the USCG Traveling Inspection Staff. See the External Prevention Directory Contact List.
- Compliance: The vessel must comply with applicable U.S. regulations and international pollution prevention requirements, including the Oil Pollution Act of 1990 (OPA 90).
- Tankships: A valid USCG Certificate of Compliance (COC), Form CG-3583, should be submitted with the application. Vessels without a valid COC will undergo a full compliance examination during the initial reflag inspection; vessels with a valid COC will be subject to a USCG spot check.
Submission of Form CG-3752 initiates the USCG inspection process, including the applicable plan reviews and inspections.
4) Submission of Documentation
Prior to the reflag inspection, vessel owners/operators must submit all relevant plans, documentation and supporting information to the U.S. Coast Guard and other applicable authorities at least 30 days before the requested inspection date.
The items listed below are not all-inclusive, and the OCMI may request additional documentation as necessary.
1. MARAD Office of Sealift Support determination of eligibility (applies to MSP/CSF/TSP/VISA/VTA vessels only)
2. MSC vessel security plan (VSP) review documentation
3. Contact information for the representatives attending on behalf of ABS and/or the previous flag Administration
4. Contact information for the representatives attending on behalf of the recognized organization issuing the Safety Management Certificate
5. Contact information for the representatives who will be conducting the survey of radio equipment on behalf of the U.S. Federal Communications Commission
6. Reports on Port State Control (international) attendances for the previous five years (as applicable)
7. The following regulatory and statutory documentation issued by ABS and the previous flag administration [NOTE: for new construction, documentation is not required until delivery]:
A. ABS Class Certificate
B. Current Registry Certificate
C. SOLAS Cargo Ship Safety Construction Certificate (SLC)
D. SOLAS Cargo Ship Safety Equipment Certificate (SLE) and Form E
E. SOLAS Cargo Ship Safety Radio Certificate (SLR) and Form R
F. International Load Line Certificate
G. International Oil Pollution Prevention Certificate and Form A/B (as applicable)
H. International Pollution Prevention Certificate for the Carriage of Noxious Liquid Substances
I. International Air Pollution Prevention Certificate and Supplement
J. International Energy Efficiency Certificate (if applicable)
K. International Sewage Pollution Prevention Certificate (if applicable)
L. Safety Management Certificate (SMC)
M. ISM Document of Compliance
N. Cargo Gear Certificate
O. Document of Compliance for the Carriage of Dangerous Goods
P. Continuous Synopsis Record (all previous)
Q. Copies of any exemption certificates or equivalencies (see Verification of Equipment below)
R. International Tonnage Certificate (ITC)
S. Minimum Safe Manning Certificate (see Minimum Safe Manning below)
T. International Ship Security Certificate (ISSC)
U. Certificate of Fitness (as applicable)
V. International Anti-Fouling System Certificate (AFSC) (if applicable)
W. Polar Ship Certificate
8. Class record of approved safety equipment
9. Boiler and pressure vessel nameplate data
10. Proof of payment of User Fees and Overseas Inspection fees (as applicable)
11. Manning proposal
12. Reports of flag Administration attendances for the previous five years (as applicable)
13. Vessel Security Plan: Submit a compliant Vessel Security Plan (VSP) to the U.S. Coast Guard for approval.
14. Vessel Response Plan: Include the Vessel Response Plan (VRP), as well as applicable oil pollution plans, such as SOPEP (Shipboard Oil Pollution Emergency Plan) and SMPEP (Shipboard Marine Pollution Emergency Plan).
5) Submittal of Plans, Equivalencies and Exemptions
During initial certification of a reflagged MSP/CSF/TSP/VISA/VTA vessel, the U.S. Coast Guard may accept existing non-USCG-approved equipment and systems that comply with applicable international conventions, as interpreted by the previous flag Administration.
The vessel owner/operator must submit the required plans and supporting information to the cognizant OCMI, CG-5P-TI, and/or the MSC to demonstrate compliance with applicable international conventions and ABS Rules. ABS verifies that vessel plans comply with the applicable standards.
Any equivalencies or exemptions granted under applicable international conventions or ABS Rules must be identified and documented by the vessel owner/operator, previous flag Administration and/or ABS, and then submitted to the appropriate USCG office for review.
6) Prepare and Submit Gap Analysis
A gap analysis should identify areas where the vessel does not meet applicable U.S. Flag requirements, including equipment that does not meet USCG type-approval requirements. USCG type-approved equipment may be verified through the CGMIX database.
Each identified gap should include a proposed solution, equivalency or mitigation measure. ABS should review the gap analysis for accuracy before it is submitted to the OCMI responsible for the vessel’s initial inspection.
ACP vessels only: For vessels entering the Alternative Compliance Program (ACP), the vessel is expected to meet the ACP Standard. The USCG may accept equivalencies on a case-by-case basis when adequately documented and supported by appropriate solutions or mitigation measures.
The finalized gap analysis documents items accepted under international, class or previous flag Administration requirements that differ from U.S. requirements, helping ensure consistency during future inspections. Accepted gaps do not necessarily require correction at reflagging if they complied with the previous flag Administration’s requirements at that time. The final gap analysis should be retained in the permanent USCG and ABS vessel records, and a copy should be kept on board.
7) Minimum Safe Manning
The minimum safe manning of a vessel is determined by the cognizant OCMI) in accordance with U.S. law, the CFR and USCG policy. The Marine Safety Manual, Volume III, Part B, provides guidance on applicable manning requirements.
Because manning levels approved by the previous flag Administration may not satisfy U.S. requirements, the vessel owner/operator should submit proposed manning levels to the OCMI before the inspection. The proposal is evaluated against comparable U.S.-flagged vessels, considering vessel design, service and operating routes.
A suggested template is available here: Minimum Safe Manning Proposal.
Machinery space attendance is determined in accordance with applicable U.S. requirement NVIC 01-13, which refers to SOLAS Chapter II-1/Part E and 46 CFR Part 62. Vessels seeking operation with minimally attended machinery spaces (MAMS) or periodically unattended machinery spaces (PUMS) must meet the applicable automation requirements. Alternative arrangements may be accepted when they provide an equivalent level of safety and reliability.
The U.S. Coast Guard will accept the following as a general alternative to the requirements in 46 CFR 62.50-20(a)–(g) and 62.50-30(a)–(i) and (k):
- The vessel meets SOLAS II-1/Part E (as applicable) and was authorized for MAMS/PUMS by the previous flag Administration.
- The vessel meets 46 CFR 62.50-20(h) and/or 62.50-30(j), as appropriate; and
- The vessel and its machinery installation are approved by ABS or have been assigned the MAMS/PUMS class notation (as appropriate), and the following additional provisions are met:
- the fail-safe requirements of SOLAS are met (SOLAS Chapter II-1/Reg. 31.2.7; and Reg. 49.5 - PUMS.
- Propulsion safety trip control systems must not operate as a result of failure of the normal electric power source unless it is determined to be the fail-safe state.
- Sensors for the primary speed, pitch or direction of rotation control in closed loop propulsion control systems must be independent and physically separate from required safety, alarm or instrumentation sensors.
- An alarm to indicate starting capability of less than 50% of the required total starting capacity must be provided. (SOLAS Chapter II-1, Reg. 31.2.9; and Reg. 49.7 - PUMS).
- Propulsion control from the Navigating Bridge must be provided. (SOLAS Chapter II-1, Reg. 31.2 – MAMS; and Reg. 49.1 – PUMS).
- A personnel alarm must be provided and must annunciate on the Navigating Bridge if not routinely acknowledged at the centralized control station or in the machinery space.
- All required alarms must annunciate throughout the Centralized Control Station and the machinery space. (SOLAS Chapter II-1, Reg. 51 - PUMS).
- Continuity of electrical power must be maintained. (SOLAS Chapter II-1, Reg. 53.2 – PUMS).
- The fire detection and alarm system must activate all alarms at the Centralized Control Station, the Navigating Bridge and throughout the machinery spaces and engineer’s accommodations.
- The Centralized Control Station must include control of the main machinery space fire pumps. Where one or more fire pumps are required to be independent of the main machinery space, at least one of such pumps must be controlled from the Navigating Bridge. (See SOLAS II-2/10.2.2.3.1.2). All required fire pump control locations must include the controls necessary to charge the fire main and have (1) a fire main pressure indicator or (2) a fire main low-pressure alarm.
Automation test procedures must demonstrate compliance before approval and during subsequent validations. Major automation alterations or failures must be reported to the OCMI. During transition to U.S. registry, interim MAMS/PUMS endorsements may be considered, with increased manning required where necessary until identified deficiencies are resolved. Additional guidance is provided in NVIC 01-13 CH-2, Enclosure (2), Section 3.2.1.
A reduction in manning requires compliance with the applicable standards, a successful trial period demonstrating reliable operation and USCG review. The trial period is typically 3,000 hours but may be reduced to 2,000 or 1,000 hours based on operating history and OCMI discretion. Following satisfactory review of the vessel's automation and operating records, the OCMI may issue an amended Certificate of Inspection (COI) authorizing reduced manning.
Periodic Safety Test Procedures (PSTPs)
- Submit the PSTPs for review by the USCG or ABS, whichever is responsible for the reflagging inspection.
8) Sexual Assault and Sexual Harassment (SASH) Requirements
To enhance crew safety and to prevent and respond to sexual assault and sexual harassment in the maritime industry, Title 46 of the United States Code (U.S.C.) includes the following requirements:
- Master key control system (46 U.S.C. § 3106)
Applicable vessels must maintain a master key control system limiting access to authorized crewmembers identified by position. The list of authorized personnel and a log of all master key access and use must be maintained onboard and incorporated into the vessel’s Safety Management System (SMS).
- Accommodations for seamen (46 U.S.C. § 11101)
Applicable vessels must display, in visible locations within crew berthing and washing areas, information on company policies prohibiting sexual assault and sexual harassment, including available reporting procedures and resources.
- Surveillance requirements (46 U.S.C. § 4901)
Applicable vessels must maintain video and audio surveillance covering passageways serving stateroom doors and post signs notifying the crew of the surveillance. Recordings must be retained for the required period, and crewmembers must be trained to respond to and report sexual assault and sexual harassment.
- Requirement to report sexual offenses (46 U.S.C. § 10104)
The responsible entity must report applicable complaints or incidents of sexual harassment or sexual assault to the Coast Guard and submit a follow-up after-action summary within 10 days of the initial report.
- Safety management system (46 U.S.C. § 3203)
The SMS should include policies and procedures addressing applicable reporting and after-action requirements under 46 U.S.C. § 10104 and master key control requirements under 46 U.S.C. § 3106. The Coast Guard or Recognized Organizations (ROs) may conduct audits or reviews and may suspend or revoke a Document of Compliance (DOC) or Safety Management Certificate (SMC) for noncompliance.
For additional information, refer to marine safety bullet in (MSIB 13-23).
9) Every Mariner Builds a Respectful Culture (EMBARC) Requirements
Commercial operators of U.S. Flag vessels must adopt and follow the EMBARC Standards before embarking United States Merchant Marine Academy (USMMA) cadets on board. These consist of policies, programs, procedures and practices to help strengthen a culture of SASH prevention and support appropriate responses to related incidents. Requirements include, among others:
- Establish SASH policies within the Safety Management System, including transparent reporting procedures and mechanisms.
- Complete and submit the EMBARC Accession checklist to MARAD along with the SASH policies.
- Conduct annual self-assessments and submit confirmation of such self-assessments and any resultant changes to MARAD.
- Participate in MARAD recurring assessments.
- Designate a trained shoreside SASH Contact.
- Ensure a meeting between the cadet and the SASH Contact before or shortly after embarkation and establish communication measures to maintain continuous communication between them.
- Ensure all officers and crew complete the SOCP Maritime SASH Prevention Training before a cadet embarks and repeat it annually. Conduct quarterly shipboard training on bystander intervention and response.
For additional information, refer to the EMBARC Standards.
10) Additional Documentation Applications
- Registry Documentation: Apply to the National Vessel Documentation Center (NVDC) for U.S. certificate of documentation.
- Continuous Synopsis Record (CSR): Complete and submit an application for the CSR through the USCG CSR Desk. The CSR tracks the vessel’s history and supports compliance with SOLAS requirements.
- EPA Certification: Obtain the Engine International Air Pollution Prevention (EIAPP) certificate from the Environmental Protection Agency (EPA) to confirm compliance with emission limits under Annex VI of MARPOL.
- Ship Station License: Apply to the Federal Communications Commission (FCC) to secure a Ship Station License for radio communications equipment on board.
11) Final Preparations for the Initial Inspection
Before the initial inspection, vessel owners/operators should complete the following steps to facilitate an efficient inspection process:
1. Request ABS attendance: arrange for an ABS Surveyor:
- arrange for an ABS surveyor to support the reflagging process on behalf of the U.S. Coast Guard.
2. Provide Survey Information:
- Submit relevant previous survey and inspection records to ABS and the USCG, including applicable certificates and drydocking reports.
3. Submit the Gap Analysis:
- Provide the completed gap analysis.
- (ACP vessels only) Obtain USCG acceptance of proposed equivalencies sought through the gap analysis before the initial inspection.
4. Pre-Inspection Survey (Highly Encouraged):
- Have ABS conduct a preliminary survey before the USCG inspection to identify potential compliance issues and minimize delays.
5. Payment of User Fees:
- Pay applicable USCG user and overseas inspection fees before the initial inspection. The vessel owner/operator is responsible for USCG travel and per diem costs for overseas inspections.
- If advance payment is not possible due to scheduling constraints, contact Commandant (CG-CVC) to determine whether payment may be deferred until after the inspection begins.
12) Conduct Initial Inspection
The initial inspection verifies the vessel’s compliance with applicable U.S. Flag requirements, international conventions, USCG standards and MSP/CSF/TSP/VISA/VTA requirements, where applicable.
1. Inspection Duration:
- The onboard inspection typically takes about three days, depending on vessel complexity, condition, weather and pre-inspection preparation. For overseas reflagging, the USCG recommends planning for five days to accommodate potential delays.
2. LRIT Conformance Test:
- Complete the Long-Range Identification and Tracking (LRIT) Conformance Test to verify compliance with applicable international requirements.
3. Initial Safety Radio Survey
- An FCC-licensed technician conducts the safety radio survey to verify compliance and proper operation of the vessel’s radio equipment.
4. USCG Attendance:
- USCG Traveling Inspection Staff (CG-5P-TI) and Marine Inspectors from the cognizant OCMI attend the inspection to verify compliance with certification requirements.
5. Issuance of Certificates (As Applicable):
- Upon successful completion of the inspection, the USCG may issue:
- Certificate of Inspection (COI): Confirms compliance with U.S. safety and operational requirements and establishes the vessel’s safe manning.
- Continuous Synopsis Record (CSR): Documents the vessel’s operational and registration history.
- International Ship Security Certificate (ISSC): Confirms compliance with the ISPS Code.
Drydock examinations are generally not required for initial COI issuance unless identified deficiencies require drydocking. Cargo Tank and Internal Structural Examinations (CTIE/ISE) are also generally not required, although the OCMI may inspect areas subject to high stress or corrosion. Existing hull examination schedules established by the previous flag Administration or ABS generally remain in effect.
For hull examinations conducted during ownership transfer or before reflagging, owners/operators are encouraged to request USCG attendance. At least 14 days’ notice should be provided for examinations within the U.S. and 30 days for examinations outside the U.S.
If the first required intermediate hull examination after COI issuance is an Underwater Survey in Lieu of Drydocking (UWILD), it may receive credit when conducted under ABS requirements, with USCG attendance and a sample Internal Structural Examination (ISE) satisfactory to the OCMI. The same 14-day or 30-day notification periods apply.
13) Issuance of Certificates upon Satisfactory Initial Inspection
Before completing the initial inspection, the USCG Marine Inspector must verify that key vessel systems, documents and markings have been updated to reflect the change of flag, including:
- Emergency Position Indicating Radio Beacon (EPIRB).
- Voyage Data Recorder (VDR) or Simplified Voyage Data Recorder (S-VDR).
- Automatic Identification System (AIS).
- Long-Range Identification and Tracking (LRIT), including a new U.S. Coast Guard Conformance Test Report. See LRIT Conformance Test Scheduling Request (Navigation Center).
- Updated markings for lifesaving equipment.
- New hull markings.
- Permanently marked Official Number (O.N.).
- Updated GMDSS markings.
- Revised bunk cards, station bill, muster list and watchkeeping schedule.
New statutory certificates must also be issued, as applicable, including SLC, SLE, SLR, ILLC, ITC, IOPP, IAPP, IEEC, ISPP, IAFS, SMC and DOC Copy.
Upon successful completion of the inspection, the USCG will issue the Certificate of Inspection (COI) based on the vessel's approved route and service. At the owner/operator's request, the COI expiration date may be harmonized with the ABS certificate dates, up to a maximum of five years.
International Convention Certificates: ABS issues applicable statutory certificates on behalf of the USCG within the scope of its authorization, including SOLAS, MARPOL, Load Line, Tonnage, Anti-Fouling and SOVC-MLC certificates. Where ABS is not authorized, the USCG conducts the applicable inspections and issues the certificates.
ISM Code Certificates: The vessel's Safety Management System must incorporate changes associated with reflagging. ABS issues the Safety Management Certificate (SMC), with any significant deficiencies reported to the OCMI and certificate issuer.
International Ship Security Certificate (ISSC): The ISSC is issued by the USCG following satisfactory ISPS/MTSA compliance examinations.
International Air Pollution Prevention (IAPP) and Engine International Air Pollution Prevention (EIAPP) Certificates: ABS issues the IAPP Certificate, while EIAPP certification is issued by the U.S. Environmental Protection Agency (EPA) through the engine manufacturer. Owners/operators should obtain the required EPA engine certification before IAPP issuance and demonstrate compliance with engine emission regulations under 40 CFR Parts 1042 and 1039. Short-term alternatives may be considered if there are delays in EIAPP certification, provided the owner/operator applied in a timely manner and previous EIAPP certificates remain valid.
For vessels reflagging under MSP/CSF/TSP/VISA/VTA, owners/operators should prioritize obtaining required EIAPP Certificates before scheduling the reflag inspection to avoid delays. Additional guidance on MARPOL Annex VI and IAPP certification is provided in CG-543 Policy Letter 09-01.
14) Enrollment into MSP Select
MSP vessels generally follow the traditional USCG inspection and certification process, which may result in some duplication of activities between the USCG and ABS.
MSP Select more closely follows the inspection and certification approach used under the Alternative Compliance Program (ACP), reducing duplication between the USCG and ABS. USCG inspections focus primarily on activities not delegated to ABS.
In accordance with the USCG MSIB 05-26, MSP vessels may be considered eligible for MSP Select status immediately following their first Drydock Examination (DDX) or Underwater Survey in Lieu of Drydocking (UWILD) subsequent to U.S. reflag, provided they meet the following criteria:
- Tankers are less than 10 years old (from delivery);
- Other cargo vessels are less than 15 years old (from delivery);
- The vessel has maintained the same Recognized Organization (RO) authorized to participate in the Alternative Compliance Program (ACP) from the time of U.S. reflag through the completion of the qualifying UWILD/DDX;
- The vessel has received a positive OCMI) endorsement; and
- The vessel is not subject to involuntary disenrollment under any of the criteria listed in section 1.12.2 of Enclosure (4) of NVIC 01-13 (series).
Owners/operators seeking enrollment should submit Form CG-3752, Application for Inspection, to the cognizant OCMI.
Enrollment in MSP Select requires a joint handover survey by an ABS surveyor and a USCG Marine Inspector. The survey should coincide with the next scheduled USCG annual inspection and include applicable survey and inspection items required to endorse the vessel's international certificates.